Tag: SEC FinTech News North America

Circle gears up for second attempt at IPO with new SEC filing

Circle's IPO Filing:Fintech firm Circle has confidentially filed with the US Securities and Exchange Commission (SEC) for...

Binance CEO exits after pleading guilty to money laundering charges

Binance Guilty Plea:Binance Holdings, operating Binance.com, pleads guilty to US federal charges: anti-money laundering (AML), unlicensed money...

SEC hands $25m penalty to Deutsche Bank subsidiary for AML violations and ESG “misstatements”

The US Securities and Exchange Commission (SEC) imposes a $25 million penalty on DWS Investment Management Americas Inc. (DIMA),...