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SEC | Fintech InShorts: Latest fintech news, analysis by experts
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Monday, December 23, 2024
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Tag: SEC

US asset managers apply to SEC for bitcoin ETFs

Banking Laura M -
Several major asset managers, including BlackRock, WisdomTree, and Invesco, have applied to the U.S. Securities and Exchange Commission (SEC)...

SEC: Proposes New Requirements to Address Cybersecurity Risks to the U.S. Securities Markets

Banking Laura M -
SEC: Proposes New Requirements to Address Cybersecurity Risks to the U.S. Securities MarketsSEC proposed requirements for broker-dealers, clearing...

SEC: Updates Electronic Filing Requirements

Banking Laura M -
SEC: Updates Electronic Filing RequirementsSEC announced that it adopted amendments to require certain forms that currently are permitted...

SEC: Charges Five Russians in $80 Million Hacking and Trading Scheme

Banking Laura M -
SEC: Charges Five Russians in $80 Million Hacking and Trading SchemeSEC announced fraud charges against five Russian nationals...

SEC: Appoints Haoxiang Zhu Director of Division of Trading and Markets

Banking Laura M -
SEC: Appoints Haoxiang Zhu Director of Division of Trading and MarketsSEC announced the appointment of Haoxiang Zhu, a...

SEC: Proposes Updates to Electronic Recordkeeping Requirements

Banking Laura M -
SEC: Proposes Updates to Electronic Recordkeeping RequirementsSEC is to protect investors, maintain fair, orderly, and efficient markets, and...

SEC: Charges DeFi company for defrauding investors out of $30 million

Banking Laura M -
SEC: Charges DeFi company for defrauding investors out of $30 millionSEC is to protect investors, maintain fair, orderly,...

SEC: Forces UBS to return $8 million to investors in complex ETF product

Banking Laura M -
SEC: Forces UBS to return $8 million to investors in complex ETF productSEC filed a settled action against...

SEC: FinHub becomes standalone office

Banking Laura M -
The SEC announced that the SEC's Strategic Hub for Innovation and Financial Technology, commonly referred to as FinHub ...

SEC: Adopts Amendments to the CAT NMS Plan

Banking Laura M -
SEC: Adopts Amendments to the CAT NMS PlanAdopts Amendments to the CAT NMS Plan to Improve Transparency and...

Fintech News - Stay updated with the latest news in fintech, cryptocurrency, and financial technology.

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Headlines

Singapore-based fintech start-up WSPN bags $30m seed funding

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WSPN (Worldwide Stablecoin Payment Network), a Singapore-based stablecoin...

Mastercard set to lay off around 3% of global workforce

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Mastercard plans to cut around 3% of its...

HSBC reportedly considering sale of its South African business

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HSBC Holdings is reportedly considering selling its South...

ABN Amro goes live with CBA’s IBAS TDD software and nCino’s cloud banking platform

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ABN Amro has implemented new technology from nCino...

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