Baader Bank modernises regulatory trade and transaction reporting with Broadridge

Baader Bank, based in Germany, is upgrading its regulatory trade and transaction reporting systems with the assistance of Broadridge Financial Solutions’ technology.
Broadridge and Baader Bank already have an established strategic relationship, with Baader Bank utilizing Broadridge’s front and middle office solutions for order management, trading, and market connectivity.
Baader Bank provides European clients with access to various asset classes such as equities, bonds, derivatives, and funds/ETFs, as well as primary market transactions.
Broadridge’s regtech platform will support regulatory requirements across multiple jurisdictions, including MiFID, FinfraG, EMIR (Refit), and SFTR. This comprehensive reporting solution aims to unify and enhance Baader Bank’s regulatory reporting framework.
Baader Bank, headquartered in Unterschleissheim near Munich, is a family-run bank employing around 550 people. It operates in market making, capital markets, brokerage, fund services, account services, and research services.
Broadridge, with over $6 billion in revenues and 14,700+ employees across 21 countries, offers investor communications and technology solutions to various financial institutions, public companies, investors, and mutual funds.
Some of Broadridge’s clients include UBS, Danske Bank, Maybank Investment Bank, NorthWall Capital, and CGS International.